Financial Crime Compliance

Financial Crime Compliance Services

Assess and Assure Services

We help our clients to identify, quantify, document, monitor, and manage financial crime risks across their enterprise. Our services include: Policy and procedure assessments, Risk and Controls, Regulatory assessments, Program assessments, Corrective Action Plan validations, Quality Assurance assessments, and Independent and Co-Sourced audits.

 

Respond & Remediate Services

In a highly regulated environment, our clients need to be able to successfully prepare for and respond to regulatory examinations and deal with the unexpected. Our services include the following: Incident and crisis response and management, regulatory/external examination planning and management, program remediation planning and execution, and regulatory change planning, management, and execution.

 

Forensic Services

We help our clients investigate suspected internal fraudulent activities, corruption and misconduct quickly and confidently leveraging our forensic expertise to collect, extract and analyze data and information. Our investigation services cover: Forensic investigations related to Fraud, Anti-Bribery and Corruption, ethics and employee conduct, financial records, data breaches, claims and disputes, Third party due diligence reviews, and Business intelligence research.

 

Data and Analytics Services

Data is more than ever critical to our client’s ability to optimize their Financial Crime programs, comply with applicable regulations and manage financial crime risk effectively. Our core data and analytics services include: Model development, validation, tuning, testing and optimization, Data governance assessment and program design, Data analytics strategy development and implementation, Data quality assessment and remediation, Data mapping, lineage and transformation, Data analytics architecture design and engineering, and Business intelligence reporting and dashboard design.

 

Transformational Services

We support our client’s efforts to transform their end-to-end Financial Crime operations in order to drive cost reduction, enhance risk management and minimize regulatory penalties. Our services include: Optimization diagnostics, Process re-engineering and automation, Robotics Process Automation, Artificial Intelligence (AI), Operating model assessment, design and implementation, Data model redesign and implementation, Technology vendor assessment and systems implementation, Transform program and project management, Location assessment and transition support and management, and Revenue preservation and loss prevention.

 

People and Organization Services

Our approach to helping organizations leverage their most trusted assets, their people, is driven by our recognition that getting the best from people across every level especially in times of constant change is central to business success. Our services include: Organizational model redesign and implementation, including job design, Talent and competency assessment, competency model design and implementation, Training curriculum/program design and implementation, Change management (stakeholder analysis, change communication, training development and execution), and Culture assessment, strategy development and execution.

 

Managed Services

As financial crime transaction volumes grow and become more complex, organizations are under pressure to add resources. We combine low-cost delivery with process innovation to support both business as usual operations or one-off projects to clear backlogs or perform transactional remediations. Our core services include: File/alert processing associated with remediations, backlog clearance, and business as usual activities, Quality assurance management and execution, Ongoing risk analysis and risk analytics support, Capacity modelling, planning and management, and Management information and metrics reporting and analysis.